《政府与市场》课程大纲（朱天飚2008年秋）

白鹤

《政府与市场》课程大纲（朱天飚2008年秋）一、《政府与市场》课程大纲
Course

研究生课	北京大学政府管理学院	清华大学公共管理学院
Graduate Seminar	School of Government, Peking University	School of Public Policy and Management, Tsinghua Uuiversity
课名	政府与市场：政治经济学概论	政治经济学概论
Course Title	Government and Market: Introduction to Political Economy	Introduction to Political Economy

二、教师信息
Instructor’s Information

姓名	朱天飚 Tianbiao Zhu	Name
电话	62767279	Office Phone
电子信箱	tianbiao@pku.edu.cn	E-mail
个人主页	http://www.sg.pku.edu.cn/dpe/tianbiao.htm	Home Page

三、课程简介
Course Description
政治经济学是一个基础学科，是连接政治学与经济学的桥梁，主要讨论国家、社会与经济互动的历史、理论、相关专题以及研究方法。主要问题包括：当代国际政治、经济体系是怎样形成和演化的？全球化下国家、社会与经济的关系是什么？政府应该介入多少经济事务？经济因素是怎样影响国家间的关系和国内政治的？本课在回答上述问题时致力于对政治与经济的基本关系做一个全面介绍。其主要目的在于帮助学生深入分析政治、经济体系、力量、与主体行为者在国际和国内两个层面上和层面间的相互作用。
在课程的具体安排上，本课从方法、范式、专题三个方面描述和分析政治、经济的关系，特别是政治的主要元素-政府与经济的主要元素-市场的关系。方法部分主要介绍政治经济分析方法。范式部分则是从不同的理论视角来解释和分析政府与市场的关系，这些视角包括以个体为中心的理论视角，如自由主义；以国家为中心的理论视角，如国家主义；以社会为中心的理论视角，如马克思主义；和以制度、理念为中心的理论视角，如建构主义等。最后，这门课将政府与市场的关系带入到各个专题中来进一步理解，这些专题包括：国际贸易、全球化、经济发展与经济转型等。
本学期我在北大、清华同时开设政治经济学概论性课程。《政府与市场》和《政治经济学概论》同是研究生课程，内容一样，前者安排在北大每周六上午，后者在清华每周六下午。另外，我在北大同时开设政治经济学概论性本科生课程，即《政治经济导论》。每周三讲两节课，其内容除历史部分外与研究生课程一样（详细情况请见下表）。我强烈建议没有西方政治经济学背景的北大、清华研究生每周三旁听这个本科生课程（可以此代替期末论文），然后周六再上研究生课程。周三本科生课程是一周主题的介绍，而周六研究生课程不讲课，只讨论这一周主题下的原文经典（每周大约要读70至100页英文原著）。

This seminar provides an overview of the field of political economy to students who have no previous background knowledge. The main aim is to help students understand the interaction between political, social and economic systems, forces and actors, and in particular, such interaction at and between international and domestic levels. The course asks two main questions: first, how do states, social forces and various kinds of institutions affect the flow of economic resources within and across national boundaries? Second, how do economic forces constrain the behaviour of political actors at both international and domestic levels? More specifically, this course deals with the politics of international economic cooperation on the one hand, and the politics of economic development, adjustment, and transition on the other.
The course is divided into three sections. The first one introduces research methods, while the second section of the course discusses principal theoretical approaches to the study of political economy. The third section of the course connects the theoretical perspectives with specific issue areas, such as international trade and economic development.


四、课程信息
Course Information

学校名称	北京大学		清华大学
课程名称	政治经济导论	政府与市场	政治经济学概论
课程编号	03231080	03215510	70590373
课程类别	本科课程	研究生课程
课程学分	3	3
上课时间	周三12:30-14:20 （每周） 周一10:10-12:00 （单周）	周六 8:00-10:00/10:00-12:00	周六15:20-17:45
上课地点	电教125（周三） 一教309（周一）	一教304	六教6B103
上课安排	每周三讲课/单周周一讨论	每周讨论经典原著（基本不讲课）
	课程结构 Course Structure
讲课日期	简介 Introduction
6/9	课程简介 Introduction to the course
8/9	政治经济学简介 Introduction to political economy	课程简介 Introduction to the course		11/9
15/9	方法简介 Introduction to methods	政治经济学简介 Introduction to political economy	课程简介 Introduction to the course	18/9
	历史 History	方法 Methods
22/9	现代国家与现代经济的崛起 The rise of modern state and economy	定性研究与定量研究 Quantitative and qualitative research		25/9
29/9	英美霸权下国际政经体系的兴衰 The rise and decline of international political-economic systems under the U.K. and U.S.	理论与方法 Theory and method		9/10
13/10	先发展国家与后发展国家的道路 The development paths of early and later developers	分析层次 Levels of analysis		16/10
	范式 Paradigms
20/10	以个体为中心的理论视角 Individual-centered approaches			23/10
27/10	以国家为中心的理论视角 State-centered approaches			30/10
3/11	以社会为中心的理论视角 Society-centered approaches			6/11
10/11	以制度、理念为中心的理论视角 Institution/idea-centered approaches			13/11
	专题 Issues
	国际层面专题 International-level issues
17/11	国际贸易与生产的政治经济分析 Political economy of international trade and production			20/11
24/11	国际货币与金融的政治经济分析 Political economy of international money and finance			27/11
1/12	区域化与全球化的政治经济分析 Political economy of regionalization and globalization			4/12
	国际、国内交叉层面专题 Across-level issues
8/12	国家安全与国际发展的政治经济分析 Political economy of national security and international development			11/12
	国内层面专题 Domestic-level issues
15/12	福利国家的政治经济分析 Political economy of welfare states			18/12
22/12	发展型国家的政治经济分析 Political economy of developmental states			25/12
29/12	转型国家的政治经济分析 Political economy of transition states			1/1

五、课程要求
Course Requirements
讨论课表现（包括阅读总结、讨论课出勤及发言）： 50%
期末论文或每周三《政治经济导论》课出勤：50%


六、主要参考书籍
Key Recommended Readings

历史部分：《世界现代化史纲（第一卷）- 世界体系的形成与第一轮现代化》夏诚 著（广西人民出版社）。

范式部分：Clark, Barry. 1991. Political economy: a comparative approach. New York, Westport, and London: Praeger. Chapter 1-6. 中译本：《政治经济学：比较的视点》王询 译（当代政治经济学译丛，经济科学出版社，2001年）。第一至第六章。

专题部分：Gilpin, Robert. 2001. Global political economy: understanding the international economic order. Princeton: Princeton University Press. 中译本：《全球政治经济学：解读国际经济秩序》杨宇光 杨炯 译（东方编译所译丛，上海世纪出版集团，2003年）。


七、其他参考书籍
Other Recommended Readings

Caporaso, James and Levine, David P. 1992. Theories of political economy. Cambridge and New York: Cambridge University Press. 中译本：《政治经济学理论》林翰 等译（台湾 风云论坛出版社，1995年）。

Stilwell, Frank. 2002. Political economy: the contest of economic ideas. Oxford and New York: Oxford University Press.

Chilcote, Ronald H. 2000. Theories of comparative political economy. Westview. 中译本：《比较政治经济学理论》高铦、高戈 译（政治理论译丛，社会科学文献出版社，2001年）。

Lane, Jan-Erik and Ersson, Svante. 1997. Comparative political economy: a developmental approach. 2nd edition. London and Washington: Pinter.

Cohn, Theodore H. 2003. Global political economy: theory and practice. 2nd Edition. New York: Longman.

Schwartz, Herman M. 2000. States versus markets: the emergence of a global economy. New York: St. Martin's Press.

Gill, Stephen and Law, David. 1988. The global political economy: perspectives, problems and policies. New York, London, Toronto, Sydney, Tokyo, and Singapore: Harvester Wheatsheaf.

《当代政治经济学》洪搛德 著（台湾 扬智文化事业股份有限公司，1999）。

《西方新政治经济学的政治观》杨龙 著（天津人民出版社，2003）。

《国际政治经济学概论》宋新宁 陈岳 著（21世纪国际政治系列教材，中国人民大学出版社，1999）。

《国际政治经济学：理论范式与现实经验研究》王正毅 张岩贵 著（商务印书馆，2003）。

《国际政治经济学》彭澎 著（社会科学文献出版社，2001）。

《国际经济政治概论》程毅 夏安凌 韩玉贵 主编（面向21世纪课程教材，高等教育出版社，2001）。

《西方国际政治经济学》樊勇明 著（上海人民出版社，2001）。

《国际政治关系经济学》陈必达 许月梅 编著（甘肃人民出版社，1996）。

《现代国际政治经济学-富强新论》戴鸿超 著（台湾 三民书局，1995）。

《政府经济学》孙荣 许洁 著（复旦大学出版社，2001）。

《政治的经济学分析：新政治经济学导论》陈振明 著（中国人民大学出版社， 2003）。


八、必读资料
Required Readings

Methods 方法

25/9: Qualitative and Quantitative Research 定性研究与定量研究

Ragin, Charles C. 1987. The comparative method: moving beyond qualitative and quantitative strategies. Berkeley and London: University of California Press. Chapters 1-4 (pp.1-68).

Skocpol, Theda. 国家与社会革命，第一、二、三章（第3至225页）。

9/10: Theory and Methods 理论与方法

Burawoy, Michael. 1989. "Two methods in search of science: Skocpol versus Trotsky." Theory and Society 18: 759-805.

King, Gary, Keohan, Robert O., and Verba, Sidney. 1994. Designing social inquiry: scientific inference in qualitative research. Princeton: Princeton University Press. Chapter 3 and 4 (pp.76-149).

16/10: Levels of Analysis 分析层次

Gourevitch, Peter. 1978. "The second image reversed: the international sources of domestic politics." International Organization 32(4): 881-912.

Almond, Gabriel A. 1989. "Review article: the international-national connection." British Journal of Political Science 19: 237-259.

Levi, Margaret. 1997. "A model, a method, and a map: rational choice in comparative and historical analysis", in Comparative politics: rationality, culture, and structure edited by Mark Irving Lichbach and Alan S. Zuckerman. Cambridge: Cambridge University Press (pp.19-41).


Paradigms 范式

23/10: Individual-centered Perspective 以个体为中心的理论视角

Hayek, F.A. 1945. "The use of knowledge in society." American Economic Review 35(4): 519-530.

Olson, Mancur. 1982. The rise and decline of nations: economic growth, stagflation, and social rigidities. New Heaven: Yale University Press. Chapter 2 and 3 (pp.17-74).

Keohane, Robert O. and Nye, Joseph S. 1977. Power and interdependence: world politics in transition. Boston and Toronto: Little, Brown and Company. Chapter 2 (pp.22-37).

30/10: State-centered Perspective 以国家为中心的理论视角

Weber, Max. 1994. Weber: political writings edited by Peter Lassman and Ronald Speirs. Cambridge and New York: Cambridge University Press (pp.309-326).

Skocpol, Theda. 1985. "Bringing the state back in: strategies of analysis in current research", in Bringing the state back in edited by Peter B. Evans, Dietrich Rueschemeyer, and Theda Skocpol. Cambridge: Cambridge University Press (pp.3-28).

Tilly, Charles. 1992. Coercion, capital, and European states, AD 990-1992. Cambridge (Mass.) and Oxford: Blackwell. Chapter 1 (pp.1-37).

Gilpin, Robert. 1987. The political economy of international relations. Princeton: Princeton University Press (pp.72-80 and pp.86-92).

6/11: Society-centered Perspective 以社会为中心的理论视角

Marx, Karl and Engels, Friedrich. 1967. The communist manifesto with an introduction by A. J. P. Taylor. London: Penguin Books (pp.79-120).

Wallerstein, Immanuel. 1979. The capitalist world economy. New York: Cambridge University Press. Chapter 1 (pp.1-36).

Gourevitch, Peter. 1977. "International trade, domestic coalitions and liberty." Journal of Interdisciplinary History 8(2): 281-313.

13/11: Institution and Idea-centered Perspective 以制度、理念为中心的理论视角

Katzenstein, Peter. 1978. "Conclusion: domestic structures and strategies of foreign economic policy", in Between power and plenty: foreign economic policies of advanced industrial states edited by Peter Katzenstein. Madison: University of Wisconsin Press (pp.295-336).

North, Douglass. 1989. "Institutions and economic growth: an historical introduction." World Development 17(9): 1319-1332.

Parsons, Craig. 2002. "Showing ideas as causes: The origins of the European Union." International Organization 56(1): 47-84.


Issues 专题

International-level Issues 国际层面专题：

20/11: Political Economy of International Trade and Production 国际贸易与生产的政治经济分析

Krugman, Paul R. 1986. "Introduction: new thinking about trade policy", in Strategic trade policy and the new international economics edited by Paul R. Krugman. Cambridge (Mass.) and London: The MIT Press (pp.1-22).

Rosecrance, Richard N. 1999. The rise of the virtual state: wealth and power in the coming century. New York: Basic Books. Chapter 1 (pp.3-26).

Hymer, Stephen. 1972. "The multinational corporation and the law of uneven development", in Economics and the world order from the 1970s to the 1990s edited by Jagdish Bhagwati. New York: Macmillan (pp.113-140).

27/11: Political Economy of Money and Finance 国际货币与金融的政治经济分析

Kirshner, Jonathan. 2000. "The study of money." World Politics 52(3): 407-36.

Ruggie, John. 1982. "International regimes, transactions, and change: embedded liberalism in the postwar economic order." International Organization 36(2): 379-416.

Noble, Gregory W. and Ravenhill, John. 2000. "Causes and consequences of the Asian financial crisis", in The Asian financial crisis and the architecture of global finance edited by Gregory W. Noble and John Ravenhill. Cambridge: Cambridge University Press (pp.1-35).

4/12: Political Economy of Regionalization and Globalization 区域化与全球化的政治经济分析

Gilpin, Robert. 1975. "Three models of the future." International Organization 29(1): 37-60.

Katzenstein, Peter and Shiraishi, Takashi. (eds.) 1997. Network power: Japan and Asia. Ithaca and London: Cornell University Press. Chapter 1 (pp.1-44).

Weiss, Linda. 1999. "Globalization and national governance: antinomy or interdependence." Review of International Studies 25(special issue): 59-88.


Cross-level Issues 国际、国内交叉层面专题：

11/12: Political Economy of National Security and International Development 国家安全与国际发展的政治经济分析

Gilpin, Robert. 1977. "Economic interdependence and national security in historical perspective", in Economic issues and national security edited by Klaus Knorr and Frank N. Trager. Lawrence: University Press of Kansas (pp.19-66).

Hirschman, Albert O. 1945. National power and the structure of foreign trade. Berkeley: University of California Press (pp.13-40).

Stiglitz, Joseph E. 2000. "Capital market liberalization, economic growth, and instability." World Development 28(6): 1075-1086.


Domestic-level Issues 国内层面专题：

18/12: Political Economy of Welfare States 福利国家的政治经济分析

Esping-Andersen, Gosta. 1989. "The three political economies of the welfare state." Canadian Review of Sociology and Anthropology 26(1): 10-36.

Hart, Jeffrey A. 1992. Rival capitalists: international competitiveness in the United States, Japan, and Western Europe. Ithaca and London: Cornell University Press. Chapter 7 (pp.280-292).

Katzenstein, Peter. 1985. Small states in world markets: industrial policy in Europe. Ithaca and London: Cornell University Press. Chapter 1 (pp.17-38).

Rieger, Elmar and Leibfried, Stephan. 1998. "Welfare state limits to globalization." Politics and Society 26(3): 363-390.

25/12: Political Economy of Developmental States 发展型国家的政治经济分析

Gerschenkron, Alexander. 1962. Economic backwardness in historical perspective: a book of essays. Cambridge (Mass.): Harvard University Press. Chapter 1 (pp.5-30).

Evans, Peter. 1995. Embedded autonomy: states and industrial transformation. Princeton: Princeton University Press. Chapter 3 (pp.43-73).

Krugman, Paul R. 1994. "The myth of Asia's miracle." Foreign Affairs 73(6): 62-78.

Onis, Ziya, and Aysan, Ahmet Faruk. 2000. "Neoliberal globalisation, the nation-state and financial crises in the semi-periphery: a comparative analysis." Third World Quarterly 21(1): 119-139.

1/1: Political Economy of Transitional States 转型国家的政治经济分析

Bunce, Valerie. 1999. "The political economy of postsocialism." Slavic Review 58 (December): 756-793.

Burawoy, Michael. 1996. "The state and economic involution: Russia through a China lense." World Development 24(6): 1105-1117.

Shirk, Susan. 1996. "Internationalisation and China's economic reforms", in Internationalization and domestic politics edited by Robert O. Keohane and Helen V. Milner. Cambridge University Press (pp.186-206).